Detailed guide: Fixed penalty notices: issuing and enforcement by councils

Updated: Updated what the fly-tipping fixed penalty notice money can be spent on to ‘waste on land’.

Fixed penalty notices (FPNs) can be issued to deal with environmental offences like:

  • littering
  • fly-tipping
  • dog control offences
  • graffiti
  • fly-posting
  • nuisance parking (people selling or repairing cars on the road)
  • abandoned vehicles
  • leafleting without permission on land where leafleting is restricted (‘designated land’)
  • failing to nominate a key holder or give the council key holder details in an alarm notification area
  • failing to provide a waste carrier licence (for businesses transporting their own waste)
  • failing to provide a waste transfer note when moving non-hazardous waste
  • household bins causing or likely to cause a nuisance to the local amenity

Who can issue fixed penalty notices

Different authorities have the power to issue FPNs for specific offences.

Authority Offence
District council, London Borough council, Council of the City of London, Unitary authority Littering, fly-tipping, graffiti, fly-posting, dog control offences, alarm noise (no nominated keyholder), Noise Act offences, nuisance parking, unauthorised distribution of free literature on designated land, abandoning a vehicle, waste receptacle offences, failure to produce a waste transfer note or waste carrier’s licence
County council Unauthorised distribution of free literature on designated land

Only if designated: littering, graffiti, fly-posting

Common Council of the Isles of Scilly Littering, graffiti, fly-posting, dog control offences, alarm noise (no nominated keyholder), Noise Act offences, nuisance parking, unauthorised distribution of free literature on designated land
Parish council Littering, graffiti, fly-posting, dog control offences (under its own Dog Control Orders)
Police Community Support Officers (on behalf of district council or unitary authority) Littering, dog control offences

Only if authorised: graffiti, fly-posting

Environment Agency Failure to produce a waste transfer note or waste carrier’s licence
Broads Authority Littering, graffiti, dog control offences
National Park Authority Littering, abandoning a vehicle (in areas where the National Park authority is also the planning authority)

What to include on fixed penalty notices

FPNs must state all of the following:

  • the alleged offence, for example, littering or graffiti
  • details about the offence, for example, what sort of litter was dropped
  • where and when the offence took place
  • how the FPN has been issued (in person or by post)
  • the fine imposed (and if there’s a discount for paying early)
  • when the fine must be paid by (this must be at least 14 days)
  • how the fine can be paid

If you have an appeals process, you should also include instructions for how to appeal.

Set penalty levels

Depending on the offence, you can charge penalties within certain limits.

Offence Default penalty Minimum full penalty Maximum full penalty Minimum discounted penalty
Littering £100 £50 £150 £50
Littering from vehicles £100 £65 £150 £50
Dog control offences £75 £50 £80 £50
Graffiti £100 £50 £150 £50
Fly-posting £100 £50 £150 £50
Unauthorised distribution of free literature on designated land £100 £50 £150 £50
Alarm noise: failure to nominate key-holder or to notify local authority of key-holder’s details £75 £50 £80 £50
Nuisance parking £100 £100 £100 £60
Abandoning a vehicle £200 £200 £200 £120
Fly-tipping £200 £150 £400 £120
Failure to produce a waste transfer note £300 £300 £300 £180
Domestic waste receptacle offences £60 £60 £80 £40
Industrial and commercial waste receptacle offences £100 £75 £110 £60
Noise exceeding permitted level – domestic premises £100 £75 £110 £60
Noise exceeding permitted level – licensed premises £500 £500 £500 £500 – no discount allowed

Parish councils can set their own level for dog control offences, but must use the levels set by their district council for other offences.

Getting payment

You can demand payment within 14 days.

You can also accept payment in instalments, if people can’t afford to pay the full amount.

Sending reminder letters

If you decide to send out reminder letters to ask for payment you should wait at least 7 days from the date the FPN was issued.

These should tell the recipient all of the following:

  • how much they must pay
  • when they must pay by
  • what happens if they don’t pay
  • how they can appeal (if they can appeal)

Authorising enforcement staff

Enforcement officers must be authorised in writing by the authority they issue FPNs for.

Parish council enforcement staff must also complete a suitable training course.

All enforcement officers should also:

  • receive appropriate training
  • have a uniform, identification and a Police and Criminal Evidence Act (PACE) notebook

They should follow guidance on how to issue FPNs.

Appeals

If you have an appeals system, include the following information about how to appeal against the FPN:

  • how, when and where to appeal
  • what happens if the appeal is successful (no further action will be taken and the FPN will be cancelled)
  • what happens if the appeal is rejected and the offender doesn’t pay
  • how to complain

Taking offenders to court for non-payment

You should take offenders to court if penalties aren’t paid.

You must wait 14 days after issuing an FPN before you can take legal action.

You must begin legal proceedings within 6 months of the offence.

Keeping records

You must keep records of both:

  • FPNs issued, from issue through to payment or prosecution
  • any evidence in case the FPN goes to court

Issuing FPNs to young people

You can’t issue FPNs to anyone younger than the age of 10.

You can contact the parents or legal guardians of offenders younger than the age of 10, to make them aware of their child or ward’s behaviour.

Your enforcement officers should use special procedures for offenders aged younger than 18 and work with both the youth offending team and children’s services. Find out about special procedures for juveniles in the guidance for authorised enforcement officers.

Income from FPNs

There are rules for how different authorities can use income from FPNs.

Councils

Councils must use income from FPNs as set out in this table.

Offence FPN money can be spent on functions relating to:
Litter Litter, dog control, graffiti and fly-posting
Graffiti Litter, dog control, graffiti and fly-posting
Dog control Litter, dog control, graffiti and fly-posting
Fly-posting Litter, dog control, graffiti and fly-posting
Unauthorised distribution of free printed material on designated land Litter, dog control, graffiti and fly-posting
Nuisance parking Road traffic, litter and refuse
Abandoning a vehicle Road traffic, litter and refuse
Fly-tipping Waste on land
Noise exceeding permitted levels – domestic premises Statutory noise nuisance, noise at night and audible intruder alarms
Noise exceeding permitted levels – licensed premises Statutory noise nuisance, noise at night and audible intruder alarms
Alarm noise – no keyholder Statutory noise nuisance, noise at night and audible intruder alarms
Failing to show waste documents Waste on land

Exceptions

There are no restrictions on how the following councils can use income from these FPNs:

  • councils rated as ‘excellent’, ‘good’ or 4, 3 or 2 stars
  • a parish council approved as a Quality Parish Council

There are no restrictions on how councils can use income from fly-tipping FPNs.

Other authorities

National Park authorities can use FPN receipts for their own litter enforcement.

The Broads authority can use FPN receipts for functions relating to litter and anti-social behaviour.

The Environment Agency must pay its FPN receipts to the Secretary of State.

PCSOs must pay their FPN receipts to their local authority.

Publishing your enforcement strategy

You should make your enforcement strategy publicly available and include details of:

  • offences included in your FPN scheme
  • how much you’ll fine people for each offence
  • details of any early payment discounts
  • how FPNS are issued
  • how you deal with juvenile offenders
  • what you’ll do if offenders don’t pay
  • how to appeal (if you offer that option)
  • how you’ll spend money received from FPNs
  • records you’ll keep

Legislation

This legislation relating to fixed penalty notices includes:




Detailed guide: Carrier bag charges: retailers’ responsibilities

Updated: Updated the amount of money generated for good causes and the amount of bags distributed under the ‘Dealing with the proceeds’ heading.

You must charge a minimum of 5p for single-use carrier bags in England if you’re a large retailer. If you don’t, you could be fined.

A large retailer employs 250 or more full-time equivalent employees (in total and not just in retail roles) in a year.

Work out if you count as a large retailer.

You must charge if you:

  • sell goods in England
  • deliver goods to England

As a retailer:

  • the charge is for non-reusable bags (single-use bags)
  • you must charge for bags used for collections and deliveries
  • you don’t need to charge an extra 5p if you’re already charging 5p or more for bags

If you’re a small or medium-sized business, you can charge and follow the scheme voluntarily. You don’t have to report or keep records for carrier bag use.

Bags you charge for

You must charge a minimum of 5p a bag (including VAT) for carrier bags that are all of the following:

  • unused – it’s new and hasn’t already been used for sold goods to be taken away or delivered
  • plastic and 70 microns thick or less
  • it has handles, an opening and isn’t sealed

Monitor self checkouts

You must do all you can to make sure that you charge for bags at self checkouts. For example, the checkouts ask shoppers how many bags they used and charges for them.

Charging for deliveries and click-and-collect bags

You must charge for plastic bags used for deliveries and online sales, including click-and-collect (and similar) collections.

The number of bags used isn’t always known until delivery takes place. This means you can charge for an average number of bags for multi-bag deliveries, as long as 5p or more is charged per bag overall.

You can also offer bagless delivery as an option – this will cut down on waste.

Bags you’re not required to charge for

Some bags are exempt – you don’t have to charge for these, but can if you want to.

You don’t have to charge if the bag only contains certain items, but if you add other items then you must charge.

For example, you’re not required to charge for a bag containing an unwrapped blade and unwrapped loose seeds. But if you add a box of cornflakes then you would have to charge.

Returnable bags and bags for life

You’re not required to apply the 5p charge for:

  • woven plastic bags
  • multiple reuse bags (bags for life), when replaced, if originally sold for 5p or more

You can still charge for these bags but you don’t need to record sales and proceeds as you do with single-use carrier bags.

A returnable multiple reuse bag must be all of the following:

  • sold for 5p or more
  • suitable for reuse
  • replaced free of charge if returned to you when worn out

Food and plants

You’re not required to charge for plastic bags that are for:

  • uncooked fish and fish products
  • uncooked meat, poultry and their products
  • unwrapped food for animal or human consumption – such as chips, or food in containers that aren’t secure enough to prevent leakage during handling
  • unwrapped loose seeds
  • flowers
  • bulbs, corms or rhizomes (roots, stems and shoots, such as ginger).
  • goods contaminated by soil (like potatoes or plants)

Products

You’re not required to charge for bags:

  • for unwrapped blades, including axes, knives, and knife and razor blades
  • for prescription medicine
  • used for a service, but there is no sale of goods, for example dry cleaning

Live fish and aquatic creatures

You’re not required to charge for bags holding live fish or other aquatic creatures.

Packaging, transport and promotions

You’re not required to charge for bags:

  • for goods in transport, such as at an airport or on a train, plane or ship
  • considered as sealed packaging for mail order and click-and-collect orders
  • used to give away free promotional material

Work out if you’re a large retailer

You need to work out how many full-time equivalent employees you have at the start of each reporting year.

The reporting year runs from 7 April each year to 6 April in the following year.

(The first reporting period – for the first 6 months of the scheme – ran from 5 October 2015 to 6 April 2016.)

Work out your number of employees

On the first day of the reporting year calculate how many full-time equivalent employees you have:

  1. Work out how many hours a full-time employee would work in a year (for example 40 hours by 52 weeks is 2,080).
  2. Multiply this by the amount of full-time workers there for the full year (for example 200 workers by 2,080 is 416,000).
  3. Work out part-time and seasonal workers’ hours by multiplying their weekly hours by the weeks worked (for example 100 workers by 20 hours by 10 weeks, added to 100 workers by 40 hours by  25 weeks is 20,00 plus 100,000, giving 120,000).
  4. Add the full-time and part-time or seasonal workers’ hours together (for example 416,000 plus 120,000 is 536,000).
  5. Divide this by the amount of hours a full-time employee would work in a year (for example 536,000 divided by 2,080 is 257.7)

If this number is 250 or more, then you must charge for bags.

Franchises and symbol groups

If your store is part of a franchise or symbol group (an independent retailer that shares a brand-name shop and products) you only count employees in your business.

You don’t count the franchise or symbol group as a whole.

For example if you’re part of a symbol group and you own:

  • 10 stores in a symbol group and have more than 250 employees in total – you must charge
  • 2 stores with 15 employees – you don’t have to charge

Records you must keep and submit

You must keep a reporting year’s records for 3 years from 31 May in the following reporting year. For example, you must keep the records for 5 October 2015 to 6 April 2016 until 31 May 2019. You can be fined if you don’t.

You’ll also need to consider HM Revenue and Customs guidance on VAT.

You must record for the whole reporting year:

  • the number of single-use carrier bags you supplied
  • the gross and net proceeds of the charge
  • any VAT in the gross proceeds
  • what you did with the proceeds from the charge
  • any reasonable costs and how they break down

Register and report your records

The deadline for submitting your records was 31 May 2018.

  1. Before you can report your records, you need to register to create a username and password.
  2. When you’ve completed the registration process, you’ll be able to use the carrier bag reporting website to submit your records.

If you’re a large retailer, you must report on the period from 7 April 2017 to 6 April 2018 or you could be fined.

Small or medium businesses can voluntarily submit records on the period from 7 April 2017 to 6 April 2018.

Email Defra at PlasticBagCharge@defra.gsi.gov.uk for more information about submitting records.

The data retailers submit will be published as Open Government Data under the Open Government Licence.

Reasonable costs

Reasonable costs include new costs you incurred by following the law on charging. This might include:

  • the cost of changing till systems
  • training staff
  • communicating the policy to staff and customers
  • getting expert advice
  • administering donations to good causes

You can’t include existing costs, such as the cost of the bags.

Replying to public enquiries

Members of the public can ask you for copies of your carrier bag records. You must give them copies within 28 days.

Dealing with the proceeds

Once you’ve deducted reasonable costs, it’s expected that you’ll donate all proceeds to good causes, particularly environmental causes.

Since the government introduced the charge:

  • it’s generated approximately £146.2 million for good causes
  • the seven key retailers have distributed around 15.6 billion fewer bags

We publish a summary which includes the results reported to us by retailers, and the amounts of money given to good causes.

Getting inspected

Your local authority inspects you to check you are following the law. Inspectors can:

  • visit your shop or store
  • make test purchases
  • speak to staff
  • demand records

Inspectors don’t have to give you warning but can carry these out as ‘secret shopper’ exercises. If they find a problem they can:

  • issue a non-compliance notice stating what you must do to fix the problem
  • impose a fixed penalty
  • impose a variable penalty
  • order you to publicise (such as adverts in local papers or posters in your store) that you’ve broken the law, what your penalty was and how you’re now complying

Inspectors can order you to cover the cost of the investigation if you break the law.

Trading across different regions

If you trade across different regions of the UK, you can apply for a Primary Authority agreement. You can then choose to deal with just one local authority rather than the authorities in each area you trade in.

How much you can be fined

Your local authority must publish details of fine levels, and when it will impose them, on its website.

You can’t receive a variable fine if you’ve already received a fixed fine for the same problem, unless you’ve received a non-compliance notice for the problem.

Fixed penalties

Problem Penalty
Not charging for bags appropriately £200
Not keeping records £100
Not supplying records £100

Variable penalties

Problem Maximum penalty
Not charging for bags appropriately £5,000
Not keeping records £5,000
Not supplying records £5,000
Giving false or misleading information to, or otherwise obstructing or failing to assist the local authority £20,000

Paying fines on time

Fines are:

  • reduced by 50% if you pay within 28 days
  • increased by 50% if you fail to pay within 56 days

Appeals and objections

You can object within 28 days of you receiving a fine, the fine or letter will tell you how to do so.

You can appeal a penalty if you feel your fine was wrong, unreasonable or based on an error. You can also appeal if you feel that your non-monetary requirement is unreasonable, or if the variable amount penalty is too high.

Further information

You can read the policy on the carrier bag charge and Defra’s view on biodegradable bags.

You can also get artwork explaining the charges to use in your shop or store.




Statutory guidance: RLE1 form and guidance

Updated: How to check and change your hedge information v3.0 added

How to check and change your hedge information

This guidance explains how to check the information RPA holds about hedges on your land and what to do if you need to make changes.

Notifications in the Rural Payments service

RPA will send you a notification in the Rural Payments service when:

  • a land transfer request is completed
  • an entitlement transfer request is completed
  • RPA has made updates to digital maps that you didn’t tell them about

Land and entitlement transfer notifications will be visible to anyone with the correct permission level for the business making the transfer and the business receiving the transfer.

RPA will not send notifications to confirm mapping changes that you have told them about or that have been made following an inspection.




Collection: Cycling

Updated: Cycle City Ambition baseline and interim evaluation published.

The government is encouraging more people to cycle more safely and more often.




Research and analysis: Scientific papers published by APHA

Updated: Papers published by APHA in September 2018 now available.

These lists provide bibliographical details of:

  • scientific papers published by the Animal and Plant Health Agency (formerly known as the Animal Health and Veterinary Laboratories Agency (AHVLA)) in peer reviewed journals
  • general review articles published in the veterinary, farming and public health press

Information on scientific papers from previous years is available on the archived AHVLA pages on the National Archive website.