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LCQ12: Complaint handling of Hospital Authority

     Following is a question by the Dr Hon Pierre Chan and a written reply by the Secretary for Food and Health, Professor Sophia Chan, in the Legislative Council today (May 16):

Question:

     Regarding the complaints and claims of medical negligence received by the Hospital Authority (HA), will the Government inform this Council:

(1) whether it knows the number of claims of medical negligence received by each public hospital in each of the past five years (i.e. from January 1, 2013 to December 31, 2017), and set out a breakdown by type of claims in tables of the same format as Table 1;

(2) whether it knows the number of complaints in each public hospital which were found, in each of the past five years, to be substantiated and needed further follow-up actions after being handled by the hospitals concerned, and the respective numbers of the various types of healthcare personnel (i.e. doctors, nurses and allied health professionals) who were punished because they had made mistakes in the relevant incidents, and set out a breakdown by type and rank of such personnel in tables of the same format as Table 2; the forms of punishment they received;

(3) given that complainants may appeal to the Public Complaints Committee (PCC) of HA if they are not satisfied with the decisions made by public hospitals in respective of their complaints, whether it knows the number of appeal cases received by PCC in each of the past three years and, among them, the number of those found by PCC to be substantiated or partly substantiated (set out in Table 3);

(4) whether it knows the number of claims of medical negligence in each of the past two years, broken down by different handling methods/results (set out in Table 4);

(5) whether it knows the number of claims for which compensation was paid to the patients concerned or their families by HA in each of the past two years, and the respective total amounts of compensation paid and the relevant expenditure incurred, for various types of claims (set out in Table 5); and

(6) given that the target response time set by HA for handling complaints is within six weeks (within three months for complex cases), and that by PCC is within three to six months (possibly longer time needed for complex cases), whether it knows, among the complaints the handling of which was completed by each public hospital and by PCC in each of the past five years, the respective numbers of those in which the response time failed to meet such targets (set out in Table 6), and the reasons for failure to meet the targets?

Table 1: Number of claims of medical negligence
Hospital:                                 

Type of cases Year
2013 2014 2015 2016 2017
           
 
 
Table 2: Number of healthcare personnel punished
Healthcare personnel Year
2013 2014 2015 2016 2017
Doctors:
(of different ranks)
         
Nurses:
(of different ranks)
         
Allied health professionals:
(of different ranks)
         
 
Table 3: Number of appeal cases received by the Public Complaints Committee
Appeal cases Year
2015 2016 2017
Total      
Number of cases found to be substantiated or partly substantiated      
 
Table 4: Number of claims of medical negligence, broken down by handling method/result
Handling method/result Year
2016 2017
Settled out of court    
Referred to mediation    
Settled during mediation    
Settled after mediation    
Referred to arbitration    
Settled through arbitration    
Ruled by the court    
Total    
 
Table 5: Total amount of compensation paid and relevant expenditure incurred for claims
Type of compensation/expenditure Year
2016 2017
Total amount of compensation paid    
Total amount of compensation paid in respect of cases settled out of court    
Total amount of compensation paid pursuant to the agreements reached by mediation    
Total amount of compensation paid pursuant to arbitration awards    
Total amount of compensation paid pursuant to court rulings    
Mediation fees paid by HA Mediators    
Lawyers    
Others    
Arbitration fees paid by HA Arbitrators    
Lawyers    
Others    
Legal fees paid by HA Lawyers    
Court    
Others*    
* excluding fees related to mediation and arbitration
 
Table 6: Number of complaints in which the response time failed to meet the targets
Year Public Complaints Committee Public hospitals
               
2013                  
2014                  
2015                  
2016                  
2017                  

Reply:

President,

     The Hospital Authority (HA) has a two-tier mechanism in place to handle complaints lodged by patients and the public.  The first tier is at the hospital level which covers the handling of all complaints lodged for the first time.  If the complainant is not satisfied with the outcome of the complaint, he or she may appeal to the second tier, i.e. the Public Complaints Committee (PCC) of the HA.  The PCC is a committee established under the HA Board responsible for independently considering and deciding on all appeal cases and putting forward recommendations on service improvement to the HA.  Members of the PCC are not employees of the HA and, by virtue of their independent status, will handle all appeal cases fairly and impartially.

     My reply to the various parts of the question raised by Dr Hon Pierre Chan is as follows:

(1) The HA has not classified the cases of claims arising from medical incidents by nature.  Table 1 at annex sets out the number of claim received by the HA by cluster in the past five years.

(2) One of the main objectives of the HA’s complaint mechanism is to help resolve problems for the complainants and improve service delivery during the course of complaint handling.  Hence, when the HA handles the cases, the emphasis is not on whether the cases are substantiated.  In fact, whenever room for improvement in the delivery of service is identified in the handling of complaints, the HA will take appropriate follow-up actions irrespective of whether the cases are substantiated or not.  The HA does not collect data on whether the complaint cases handled at the first-tier level are substantiated or not.

     The HA has put in place an established mechanism to handle disciplinary matters of its staff.  Disciplinary actions taken are not confined to cases relating to medical complaints and claims.  The HA will consider the seriousness of the incidents and take appropriate disciplinary actions, including counselling, verbal or written warnings, and dismissal for cases of gross misconduct.

     The HA does not maintain statistics on disciplinary actions by rank and by type of staff.  Table 2 at annex sets out the number of disciplinary actions taken by the HA in the past five years:

(3) Table 3 at annex sets out the statistics on the appeal cases handled by the PCC of the HA in the past three years:

(4) and (5) Table 4 and 5 at annex set out the statistics on cases of claims received by the HA in respect of medical incidents in the past two years.

(6) The hospitals and the PCC will, upon receipt of complaints, handle these cases as soon as possible.  As the complexity of each case varies, the time required for handling individual cases is different.

     Some complaint cases cannot be concluded within the target response time possibly because of the involvement of several hospitals or several departments within a hospital in the case, the need for multiple clarification or evidence collection during investigation, the involvement of complex clinical management in the case, or the need to seek advice from independent medical experts.

     Table 6 at annex sets out the number of complaint cases handled by the PCC and the HA by clusters that were completed beyond the target response time. read more

Government receives tentative results of 2018 Pay Trend Survey

     A spokesman for the Civil Service Bureau (CSB) said that the bureau received the tentative results of the 2018 Pay Trend Survey from the secretariat of the Pay Trend Survey Committee (PTSC) today (May 16).

     The tentative results, presented in the form of “gross pay trend indicators”, show the rates of pay adjustment in the private sector in three salary bands for the period from April 2, 2017, to April 1, 2018. The PTSC will meet next week to decide whether to validate the “gross pay trend indicators”.

     “The civil service payroll cost of increments incurred in 2017-18 for each salary band (set out in the table below) will be deducted from the respective “gross pay trend indicators” to arrive at the “net pay trend indicators”, which will continue to be one of the factors to be considered by the Chief Executive-in-Council in determining the 2018-19 civil service pay adjustment. Other factors include the state of Hong Kong’s economy, the Government’s fiscal position, changes in the cost of living, the pay claims of the staff side and civil service morale,” the CSB spokesman said.

     “The Pay Trend Survey is effective and credible. Over the years, it has provided objective and reliable data on the annual pay movements of organisations in different sectors. The PTSC is a tripartite committee comprising representatives of the staff side of the four central consultative councils, the two independent advisory bodies (namely the Standing Commission on Civil Service Salaries and Conditions of Service and the Standing Committee on Disciplined Services Salaries and Conditions of Service) and government officials. Every year before the Pay Trend Survey commences, the PTSC carefully reviews the survey arrangements in detail. All suggestions raised by members during the review process are thoroughly discussed by the PTSC,” the CSB spokesman added.

     The 2017-18 civil service payroll cost of increments expressed by salary bands are tabulated below:
 

Salary band Cost of increments as a percentage of the total civil service salary expenditure of the respective salary band of that year
Upper
(monthly salary from $67,066 to $135,075)
1.19%
Middle
(monthly salary from $21,880 to $67,065)
1.12%
Lower
(monthly salary below $21,880)
2.05%
read more

Pay Trend Survey Committee Meeting on May 16, 2018

The following is issued on behalf of the Pay Trend Survey Committee:

     The 2018 Pay Trend Survey (PTS) Report, compiled by the Pay Survey and Research Unit of the Joint Secretariat for the Advisory Bodies on Civil Service and Judicial Salaries and Conditions of Service, was released today (May 16) to Members of the Pay Trend Survey Committee (PTSC).

     The survey has indicated the following average pay adjustments in the surveyed companies over the 12-month period from April 2, 2017, to April 1, 2018.

Tentative Findings of the 2018 PTS (subject to verification)
 

  Basic Pay Indicator + Additional Pay Indicator = Gross Pay Trend Indicator
Lower Salary Band
(below $21,880 per month)
4.39% + 0.50% = 4.89%
Middle Salary Band
($21,880-$67,065 per month)
4.83% + 0.80% = 5.63%
Upper Salary Band
($67,066-$135,075 per month)
3.87% + 1.38% = 5.25%

     Members of the PTSC are at present studying the survey report in detail. Subject to their analysis and deliberation, the PTSC would verify and consider validating the findings of the survey at its meeting on May 24, 2018. After that, the PTS results will be submitted to the Government. In accordance with the established practice, the Government will take into account the Pay Trend Indicators derived from the PTS and other pertinent considerations (such as the state of Hong Kong’s economy, the Government’s fiscal position, changes in the cost of living, pay claims of the staff side and civil service morale) before making a decision on the 2018-19 civil service pay adjustment.

     The survey results reflect the pay trend in 112 companies covering 157 504 employees over the 12-month period from April 2, 2017, to April 1, 2018. Among these companies, there are 86 larger companies (employing 100 or more staff) and 26 smaller companies (employing 50-99 staff). These companies are regarded as typical employers in their respective fields, and are generally known as steady and good employers with rational and systematic salary administration.

     The survey is conducted in accordance with the improved methodology as approved by the Chief Executive-in-Council in March 2007. The survey takes into account adjustments to basic salary and additional payments awarded to employees of the surveyed companies attributable to factors in relation to cost of living, general prosperity and company performance, general changes in market rates, merit and inscale increment.

     The PTSC is chaired by Mr Wilfred Wong Kam-pui, who is a member of the Standing Commission on Civil Service Salaries and Conditions of Service. Mr Wong wishes to express the PTSC’s sincere appreciation of the co-operation and assistance rendered by the participating companies to the 2018 PTS. read more

22nd batch of applications approved under Pilot Green Transport Fund

     The Environmental Protection Department (EPD) today (May 16) announced its approval of the 22nd batch of applications for the trials of green innovative transport technologies under the Pilot Green Transport Fund.

     The six newly approved applications are for the trials of one electric medium goods vehicle (tractor), two electric light goods vehicles (van type) and four hybrid light goods vehicles (non-van type), involving a total subsidy of about $3.8 million. The applications were from:

Elephant Motors Company Limited
P & J Logistics Limited
P & J Logistics (Hong Kong) Limited
Regal Transportation Services (Asia) Limited
Shing Wah Trading (Hong Kong) Limited
Yee Hop Lung

     The latest approval brings the total number of trials being pursued under the Fund to 124 for testing three electric taxis, three electric light buses, 21 single-deck electric buses, 56 electric light goods vehicles (van type), one electric medium goods vehicle (tractor), 48 hybrid light goods vehicles (non-van type), 28 hybrid medium goods vehicles, 11 hybrid public light buses, two single-deck hybrid buses, one solar air-conditioning system for a bus, four electric inverter air-conditioning systems for buses, three diesel-electric propulsion systems for ferries and one seawater scrubber for a ferry, amounting to a total subsidy of about $135 million.

     At present, 96 approvals under the Fund are already on trial. Sixty-four of them have completed their trials, involving three electric taxis, eight single-deck electric buses, 41 electric light goods vehicles (van type), 23 hybrid light goods vehicles (non-van type), 13 hybrid medium goods vehicles, five hybrid public light buses, one solar air-conditioning system for a bus, one electric inverter air-conditioning system for a bus, one diesel-electric propulsion system for a ferry and one seawater scrubber for a ferry. The EPD will continue to upload the interim and final reports once completed to the Fund’s website for public information.

     The Government put in place the $300 million Fund in March 2011 to subsidise the testing of green innovative transport technologies. The Fund is open for applications from public transport operators, charitable and non-profit-making organisations providing services to clients, and goods vehicle operators. The technologies for trial include alternative-fueled vehicles, conversion of in-use conventional vehicles to alternative-fueled vehicles, and after-treatment emission reduction devices or fuel-saving devices related to transport activities. Transport operators may apply for the Fund to try out different green innovative products subject to a maximum subsidy of $9 million for each application and $12 million in total.

     For more information on the Fund and the approved applications, please visit the EPD website (www.epd.gov.hk) or call the enquiry hotline on 2824 0022. read more